Taoran Zhang
張陶然
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Taoran Zhang (張陶然), a licensed former licensee with CE reference BDI146. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2019-04-23 | 2023-02-01 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 — Advising on securities | 2019-04-23 | 2023-02-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2015-03-02 | 2019-03-04 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2015-03-02 | 2019-03-04 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2015-03-02 | 2019-03-04 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2015-03-02 | 2019-03-04 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2015-03-02 | 2019-03-04 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2015-03-02 | 2019-03-04 |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-22 | 2015-02-06 |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 |
Rep | Type 4 — Advising on securities | 2014-04-22 | 2015-02-06 |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-04-22 | 2015-02-06 |