Giles David Cameron Abbott
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Giles David Cameron Abbott ( ), a licensed former licensee with CE reference AVQ399. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zerobridge Partners Advisory Limited | RO | Type 1 — Dealing in securities | 2019-05-29 | 2023-09-26 |
| Zerobridge Partners Advisory Limited | RO | Type 4 — Advising on securities | 2019-05-29 | 2023-09-26 |
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2018-10-18 | 2019-05-29 |
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2018-10-18 | 2019-05-29 |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-03-05 | 2015-02-18 |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 |
Rep | Type 4 — Advising on securities | 2012-03-05 | 2015-02-18 |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-03-05 | 2015-02-18 |
| Knight Capital Asia Limited 澧盈資本亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2011-11-07 | 2011-12-19 |
| Knight Capital Asia Limited 澧盈資本亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-10 | 2011-11-07 |
| Knight Capital Asia Limited 澧盈資本亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2010-09-10 | 2011-08-12 |