Upbest Assets Management Limited
美建管理有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Upbest Assets Management Limited (美建管理有限公司), a Hong Kong-based licensed corporation with CE reference AFF398. Currently licensed for regulated activity type(s) 4 - Advising on securities; 6 - Advising on corporate finance; 9 - Asset management. Current licensed staff on file: 5 (total recorded over time: 19).
- Category:
-
Buyside · Asset management ?
- Registered address:
- 2/F, Wah Kit Commercial Centre, 302 Des Voeux Road Central
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 - Advising on securities | Pre-2003 | present |
| Type 6 - Advising on corporate finance | Pre-2003 | present |
| Type 9 - Asset management | Pre-2003 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (19)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Samuel Shong Au-Yong 歐陽淞 | RO 6 | 2018-10 | Present |
| Annie Wai Ling Cheng 鄭偉玲 | RO 4, 6, 9 Rep 4, 9 | 2004-11 | Present |
| Dennis Wing Kit Chow 周榮傑 | RO 4, 9 | 2012-06 | Present |
| Cheuk Pun Pong 龐卓斌 | RO 4, 9 | 2026-07 | Present |
| Vincent Yun Shing Woo 胡殷誠 | Rep 9 | 2016-11 | Present |
| Hiu Chong Thong 唐曉鐘 | Rep 9 | 2014-03 | 2024-06 |
| Sing Chi Wong 黃承志 | Rep 9 | 2012-08 | 2021-12 |
| Shing Him Yuen 袁承謙 | Rep 6 | 2018-04 | 2021-11 |
| Howard Ho Kit Wong 黃浩傑 | RO 6 Rep 9 | 2011-01 | 2017-06 |
| Tai Yiu Kwok 郭大曜 | Rep 4, 6, 9 | 2014-09 | 2015-06 |
| Shu Ming Shiu 蕭恕明 | RO 6 Rep 9 | 2014-05 | 2015-04 |
| Chun Fai Tung 董駿暉 | RO 6 | 2012-12 | 2013-04 |
| Pavina Pavivan 林展穎 | Rep 9 | 2010-07 | 2012-08 |
| Man Tak Suen 孫文德 | RO 4, 6, 9 | 2007-05 | 2012-06 |
| Karmen Dorothy Chui 崔嘉敏 | Rep 9 | 2011-01 | 2012-02 |
| Fengkuan Zhao 趙鳳寬 | Rep 9 | 2009-01 | 2011-02 |
| John David Pies | Rep 9 | 2010-03 | 2010-11 |
| Charles Kai Ming Cheng 鄭啟明 | RO 4, 6, 9 | Pre-2003 | 2010-03 |
| George Kwok Cheung Li 李國祥 | RO 4, 6, 9 | Pre-2003 | 2010-03 |
Showing 1–19 of 19
Other Hong Kong SFC firms with overlapping regulated activities
Morgan Stanley Asia Limited
CE AAD291 - 928 staff - 3 shared activity types - 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 - 927 staff - 3 shared activity types - 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 - 849 staff - 3 shared activity types - 華泰金融控股(香港)有限公司
China Merchants Securities (HK) Co., Limited
CE AAI650 - 425 staff - 3 shared activity types - 招商證券(香港)有限公司
Mizuho Securities Asia Limited
CE AEZ953 - 273 staff - 3 shared activity types - 瑞穗證券亞洲有限公司
BlackRock Asset Management North Asia Limited
CE AFF275 - 240 staff - 3 shared activity types - 貝萊德資產管理北亞有限公司
Yuanta Securities (Hong Kong) Company Limited
CE ABS015 - 137 staff - 3 shared activity types - 元大證券(香港)有限公司
Prudential Brokerage Limited
CE ABI439 - 124 staff - 3 shared activity types - 信誠證券有限公司