Shing Him Yuen
袁承謙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shing Him Yuen (袁承謙), a licensed former licensee with CE reference BDX572. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-04-30 | 2021-11-17 |
| Upbest Assets Management Limited 美建管理有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-04-30 | 2021-11-17 |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-04-30 | 2021-11-17 |
| Alliance Capital Partners Limited 同人融資有限公司 |
Rep | Type 1 — Dealing in securities | 2014-08-27 | 2017-12-01 |
| Alliance Capital Partners Limited 同人融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-08-27 | 2017-12-01 |