Shing Him Yuen
袁承謙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shing Him Yuen (袁承謙), a licensed former licensee with CE reference BDX572. This person has 6.8 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-04-30 | 2021-11-17 |
| Upbest Assets Management Limited 美建管理有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-04-30 | 2021-11-17 |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-04-30 | 2021-11-17 |
| Alliance Capital Partners Limited 同人融資有限公司 |
Rep | Type 1 - Dealing in securities | 2014-08-27 | 2017-12-01 |
| Alliance Capital Partners Limited 同人融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-08-27 | 2017-12-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shing Him Yuen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.