Karmen Dorothy Chui
崔嘉敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Karmen Dorothy Chui (崔嘉敏), a licensed former licensee with CE reference AWP705. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-02-23 | 2012-02-29 |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-01-31 | 2012-02-29 |
| Upbest Assets Management Limited 美建管理有限公司 |
Rep | Type 9 — Asset management | 2011-01-31 | 2012-02-29 |