John David Pies
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John David Pies, a licensed former licensee with CE reference ATB523. This person has 1.3 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Upbest Assets Management Limited 美建管理有限公司 |
Rep | Type 9 - Asset management | 2010-03-19 | 2010-11-12 |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-07-10 | 2010-11-12 |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 9 - Asset management | 2009-07-10 | 2010-11-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as John David Pies during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.