Sing Chi Wong
黃承志
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sing Chi Wong (黃承志), a licensed former licensee with CE reference AVI617. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-09-25 | 2021-12-17 |
| Upbest Commodities Company Limited 美建期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-09-25 | 2021-12-17 |
| Upbest Assets Management Limited 美建管理有限公司 |
Rep | Type 9 — Asset management | 2015-09-25 | 2021-12-17 |
| CES Forex (HK) Limited 光證外匯（香港）有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2015-03-13 | 2015-09-06 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2014-05-08 | 2015-09-06 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-05-08 | 2015-09-06 |
| Upbest Assets Management Limited 美建管理有限公司 |
Rep | Type 9 — Asset management | 2012-08-16 | 2014-04-14 |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-20 | 2014-04-14 |
| Upbest Commodities Company Limited 美建期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-06-20 | 2014-04-14 |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 4 — Advising on securities | 2012-06-20 | 2014-04-14 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-10-15 | 2012-06-01 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-22 | 2012-06-01 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2010-06-22 | 2012-06-01 |