Charles Kai Ming Cheng
鄭啟明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles Kai Ming Cheng (鄭啟明), a licensed former licensee with CE reference AAD226. This person has 6.9 years of SFC licence history. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Upbest Securities Company Limited 美建證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2010-03-05 |
| Upbest Commodities Company Limited 美建期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | Pre-2003 | 2010-03-05 |
| Upbest Assets Management Limited 美建管理有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2010-03-05 |
| Upbest Securities Company Limited 美建證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2010-03-05 |
| Upbest Commodities Company Limited 美建期貨有限公司 |
RO | Type 5 - Advising on futures contracts | Pre-2003 | 2010-03-05 |
| Upbest Assets Management Limited 美建管理有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2010-03-05 |
| Upbest Securities Company Limited 美建證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2010-03-05 |
| Upbest Investment Company Limited 美建投資有限公司 |
RO | Type 8 - Securities margin financing | Pre-2003 | 2010-03-05 |
| Upbest Assets Management Limited 美建管理有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2010-03-05 |
| Upbest Securities Company Limited 美建證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2010-03-05 |
| Upbest Commodities Company Limited 美建期貨有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-03-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Charles Kai Ming Cheng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.