Tai Yiu Kwok
郭大曜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tai Yiu Kwok (郭大曜), a licensed former licensee with CE reference BEA414. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ample Capital Limited 豐盛融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-06-15 | 2018-10-18 |
| Huabang Corporate Finance Limited 華邦融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-06-20 | 2018-05-25 |
| Gram Capital Limited 嘉林資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-06-17 | 2017-05-08 |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-09-11 | 2015-06-08 |
| Upbest Assets Management Limited 美建管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-09-11 | 2015-06-08 |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 4 — Advising on securities | 2014-09-11 | 2015-06-08 |
| Upbest Assets Management Limited 美建管理有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-09-11 | 2015-06-08 |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-09-11 | 2015-06-08 |
| Upbest Assets Management Limited 美建管理有限公司 |
Rep | Type 9 — Asset management | 2014-09-11 | 2015-06-08 |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 9 — Asset management | 2014-09-11 | 2015-06-08 |