Man Tak Suen
孫文德
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Man Tak Suen (孫文德), a licensed former licensee with CE reference ADJ744. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Upbest Assets Management Limited 美建管理有限公司 |
RO | Type 4 — Advising on securities | 2010-10-12 | 2012-06-01 |
| Upbest Assets Management Limited 美建管理有限公司 |
RO | Type 6 — Advising on corporate finance | 2010-10-12 | 2012-06-01 |
| Upbest Securities Company Limited 美建證券有限公司 |
RO | Type 1 — Dealing in securities | 2007-05-29 | 2012-06-01 |
| Upbest Commodities Company Limited 美建期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2007-05-29 | 2012-06-01 |
| Upbest Securities Company Limited 美建證券有限公司 |
RO | Type 4 — Advising on securities | 2007-05-29 | 2012-06-01 |
| Upbest Commodities Company Limited 美建期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2007-05-29 | 2012-06-01 |
| Upbest Securities Company Limited 美建證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2007-05-29 | 2012-06-01 |
| Upbest Investment Company Limited 美建投資有限公司 |
RO | Type 8 — Securities margin financing | 2007-05-29 | 2012-06-01 |
| Upbest Assets Management Limited 美建管理有限公司 |
RO | Type 9 — Asset management | 2007-05-29 | 2012-06-01 |
| Upbest Securities Company Limited 美建證券有限公司 |
RO | Type 9 — Asset management | 2007-05-29 | 2012-06-01 |