Gary Chung Yan Kwan
關淙仁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gary Chung Yan Kwan (關淙仁), a licensed former licensee with CE reference ABP958. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Wealth Management Limited 凱基財富管理有限公司 |
RO | Type 1 — Dealing in securities | 2013-10-09 | 2014-05-17 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2005-01-18 | 2005-02-07 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | present | 2014-05-17 |