Gary Chung Yan Kwan
關淙仁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gary Chung Yan Kwan (關淙仁), a licensed former licensee with CE reference ABP958. This person has 11.1 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Wealth Management Limited 凱基財富管理有限公司 |
RO | Type 1 - Dealing in securities | 2013-10-09 | 2014-05-17 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2005-01-18 | 2005-02-07 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2014-05-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Gary Chung Yan Kwan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.