Tsung-Wei Yang
楊宗威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsung-Wei Yang (楊宗威), a licensed former licensee with CE reference ALK505. This person has 9.8 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2013-09-02 | 2014-09-30 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2008-05-20 | 2014-09-30 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 |
RO | Type 9 - Asset management | 2007-04-18 | 2014-09-30 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-12-07 | 2008-05-20 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2004-12-07 | 2005-02-07 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 |
Rep | Type 9 - Asset management | 2004-12-07 | 2005-02-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tsung-Wei Yang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.