Chun-Ju Kuo
郭純如
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun-Ju Kuo (郭純如), a licensed former licensee with CE reference AOW815. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2008-08-01 | 2010-09-06 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2008-08-01 | 2010-09-06 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2008-03-04 | 2008-05-07 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-02-14 | 2008-05-07 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-08 | 2007-12-01 |