Chia-Ju Hsieh

謝佳如
CE No. AQC214 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chia-Ju Hsieh (謝佳如), a licensed former licensee with CE reference AQC214. This person has 2.3 years of SFC licence history. Total licence records on file: 1.

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Licence history

FirmRoleRegulated activityFromTo
Grand Cathay Securities (Hong Kong) Limited
大華證券(香港)有限公司
Rep Type 1 - Dealing in securities 2007-11-28 2010-03-16

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chia-Ju Hsieh during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Ka Fai Chan Grand Cathay Securities (Hong Kong) Limited 2007–2010
Tai-Ling Hsiao Grand Cathay Securities (Hong Kong) Limited 2007–2010
Fen-Tzu Tu Grand Cathay Securities (Hong Kong) Limited 2007–2010
Jou-Hsun Chen Grand Cathay Securities (Hong Kong) Limited 2007–2010
Yung-Shun Hou Grand Cathay Securities (Hong Kong) Limited 2007–2010
Li-Yueh Hsu Grand Cathay Securities (Hong Kong) Limited 2007–2010
Hsui-Yi Chen Grand Cathay Securities (Hong Kong) Limited 2007–2010
Chien-Ming Huang Grand Cathay Securities (Hong Kong) Limited 2007–2010
Chia-Lin Li Grand Cathay Securities (Hong Kong) Limited 2007–2010
Chien-Chung Huang Grand Cathay Securities (Hong Kong) Limited 2007–2010
I-Nung Han Grand Cathay Securities (Hong Kong) Limited 2007–2010
Wei-Hao Ho Grand Cathay Securities (Hong Kong) Limited 2007–2010
Pei-Yu Kung Grand Cathay Securities (Hong Kong) Limited 2007–2010
Yiu Sing Lee Grand Cathay Securities (Hong Kong) Limited 2007–2010
Chin-Chih Su Grand Cathay Securities (Hong Kong) Limited 2007–2010
Pei-Yu Shih Grand Cathay Securities (Hong Kong) Limited 2007–2010
Mei-Chun Chung Grand Cathay Securities (Hong Kong) Limited 2007–2010
Keith Chin Cheung Kwong Grand Cathay Securities (Hong Kong) Limited 2008–2010
Hsi Lin Grand Cathay Securities (Hong Kong) Limited 2008–2010
Yann-Chin Wu Grand Cathay Securities (Hong Kong) Limited 2008–2010
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