Ji-An Lo
羅吉安
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ji-An Lo (羅吉安), a licensed former licensee with CE reference AMF309. This person has 6.2 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2010-09-27 | 2011-10-01 |
| SJS Markets Limited | Rep | Type 1 - Dealing in securities | 2009-08-17 | 2010-09-16 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 |
RO | Type 9 - Asset management | 2008-06-12 | 2009-08-01 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2005-07-11 | 2009-08-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ji-An Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.