Hock Meng Foong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hock Meng Foong ( ), a licensed former licensee with CE reference AFN358. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2017-10-03 | 2018-03-20 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
RO | Type 4 — Advising on securities | 2017-10-03 | 2018-03-20 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2014-06-12 | 2017-05-25 |
| KGI Wealth Management Limited 凱基財富管理有限公司 |
RO | Type 1 — Dealing in securities | 2010-04-23 | 2017-10-02 |
| Aisance Asset Management Limited 君達資產管理有限公司 |
Rep | Type 9 — Asset management | 2009-08-14 | 2014-04-28 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2009-08-14 | 2017-10-02 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
RO | Type 4 — Advising on securities | 2009-08-14 | 2017-10-02 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-29 | 2009-08-14 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2009-07-29 | 2009-08-14 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-05-18 | 2009-03-31 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2006-05-18 | 2009-03-31 |
| PIMCO Asia Pte Ltd | Rep | Type 1 — Dealing in securities | 2006-03-13 | 2006-05-17 |
| PIMCO Asia Pte Ltd | Rep | Type 4 — Advising on securities | 2006-03-13 | 2006-05-17 |
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | present | 2005-08-02 |