Yat Kwai Chow
周日貴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yat Kwai Chow (周日貴), a licensed former licensee with CE reference AAD318. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-10-18 | 2012-03-12 |
| Rifa Futures Limited 日發期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-10-18 | 2012-03-12 |
| Rifa Futures Limited 日發期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-06-04 | 2010-07-06 |
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-01-14 | 2010-07-06 |
| Realink Financial Trade Limited 滙信理財有限公司 |
RO | Type 2 — Dealing in futures contracts | 2004-10-26 | 2006-06-13 |
| Realink Financial Trade Limited 滙信理財有限公司 |
RO | Type 1 — Dealing in securities | 2004-10-25 | 2006-06-13 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-10-14 | 2004-10-15 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-09-05 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-05 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-09-05 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-05 |