Yan Yan Chung
鍾恩恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Yan Chung (鍾恩恩), a licensed former licensee with CE reference ADZ414. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-03 | 2022-02-28 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-10-07 | 2017-10-02 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-09-28 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-09-28 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-09-28 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-09-28 |