Sok Mun Wan
溫淑敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sok Mun Wan (溫淑敏), a licensed former licensee with CE reference AVD145. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-10-29 | 2013-09-27 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2012-05-17 | 2012-09-06 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2011-01-19 | 2012-09-06 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2011-01-19 | 2012-09-06 |