J Brent Humphries
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for J Brent Humphries ( ), a licensed former licensee with CE reference BTF636. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 - Advising on securities | 2025-04-08 | 2025-04-09 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 - Advising on securities | 2024-04-08 | 2024-04-08 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 - Advising on securities | 2022-12-07 | 2022-12-08 |