Hsiao-Wen Li
李曉雯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hsiao-Wen Li (李曉雯), a licensed former licensee with CE reference BVM774. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 1 - Dealing in securities | 2025-03-03 | 2025-05-30 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2025-03-03 | 2025-05-30 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 1 - Dealing in securities | 2024-12-02 | 2025-02-28 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2024-12-02 | 2025-02-28 |