Michael Frazier Thompson
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Frazier Thompson ( ), a licensed former licensee with CE reference BJX191. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 — Advising on securities | 2023-09-18 | 2023-09-19 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 — Advising on securities | 2022-11-07 | 2022-11-08 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2017-10-27 | 2020-06-17 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2017-10-27 | 2020-06-17 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
RO | Type 9 — Asset management | 2017-10-27 | 2020-06-17 |