Michael Frazier Thompson

CE No. BJX191 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Frazier Thompson, a licensed former licensee with CE reference BJX191. This person has 2.7 years of SFC licence history. Total licence records on file: 5.

Information

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Licence history

FirmRoleRegulated activityFromTo
AllianceBernstein Hong Kong Limited
聯博香港有限公司
Rep Type 4 - Advising on securities 2023-09-18 2023-09-19
AllianceBernstein Hong Kong Limited
聯博香港有限公司
Rep Type 4 - Advising on securities 2022-11-07 2022-11-08
PIMCO Asia Limited
品浩投資管理(亞洲)有限公司
RO Type 1 - Dealing in securities 2017-10-27 2020-06-17
PIMCO Asia Limited
品浩投資管理(亞洲)有限公司
RO Type 4 - Advising on securities 2017-10-27 2020-06-17
PIMCO Asia Limited
品浩投資管理(亞洲)有限公司
RO Type 9 - Asset management 2017-10-27 2020-06-17

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Michael Frazier Thompson during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Yoonbum Park PIMCO Asia Limited 2017–2020
Jing Zhang PIMCO Asia Limited 2017–2020
Haining Yin PIMCO Asia Limited 2017–2020
Jung Park PIMCO Asia Limited 2017–2020
Hon Man Lam PIMCO Asia Limited 2017–2020
Wing Ting Lee PIMCO Asia Limited 2017–2020
Janghan Son PIMCO Asia Limited 2017–2020
Hsing-Ju Hsieh PIMCO Asia Limited 2017–2020
Young Yoon Kim PIMCO Asia Limited 2017–2020
Kimberley Grace Korinke PIMCO Asia Limited 2017–2020
Ryan Patrick Korinke PIMCO Asia Limited 2017–2020
Chia Chih Tang PIMCO Asia Limited 2017–2020
Yue Wang PIMCO Asia Limited 2017–2020
Li He PIMCO Asia Limited 2017–2020
Todd Alan Staley PIMCO Asia Limited 2017–2020
Nelson Chien Yuan PIMCO Asia Limited 2018–2020
Junyang Cao PIMCO Asia Limited 2018–2020
Cheuk Fung Ng PIMCO Asia Limited 2018–2020
Emily Lo Ming Mak PIMCO Asia Limited 2017–2020
Yumeng Wang PIMCO Asia Limited 2017–2020
Explore the interactive colleague network →

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