Stuart Campbell Rae
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stuart Campbell Rae, a licensed former licensee with CE reference ANT881. This person has 18.6 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
RO | Type 1 - Dealing in securities | 2012-02-13 | 2025-10-16 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
RO | Type 4 - Advising on securities | 2012-02-13 | 2025-10-16 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
RO | Type 9 - Asset management | 2012-02-13 | 2025-10-16 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 1 - Dealing in securities | 2007-03-19 | 2012-02-13 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 - Advising on securities | 2007-03-19 | 2012-02-13 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 9 - Asset management | 2007-03-19 | 2012-02-13 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 - Advising on securities | 2006-08-25 | 2006-09-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Stuart Campbell Rae during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.