Stuart Campbell Rae
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stuart Campbell Rae ( ), a licensed former licensee with CE reference ANT881. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
RO | Type 1 — Dealing in securities | 2012-02-13 | 2025-10-16 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
RO | Type 4 — Advising on securities | 2012-02-13 | 2025-10-16 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
RO | Type 9 — Asset management | 2012-02-13 | 2025-10-16 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 1 — Dealing in securities | 2007-03-19 | 2012-02-13 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 — Advising on securities | 2007-03-19 | 2012-02-13 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 9 — Asset management | 2007-03-19 | 2012-02-13 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 — Advising on securities | 2006-08-25 | 2006-09-01 |