Stuart Campbell Rae

CE No. ANT881 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stuart Campbell Rae (), a licensed former licensee with CE reference ANT881. Total licence records on file: 7.

Licence history

FirmRoleRegulated activityFromTo
AllianceBernstein Hong Kong Limited
聯博香港有限公司
RO Type 1 — Dealing in securities 2012-02-13 2025-10-16
AllianceBernstein Hong Kong Limited
聯博香港有限公司
RO Type 4 — Advising on securities 2012-02-13 2025-10-16
AllianceBernstein Hong Kong Limited
聯博香港有限公司
RO Type 9 — Asset management 2012-02-13 2025-10-16
AllianceBernstein Hong Kong Limited
聯博香港有限公司
Rep Type 1 — Dealing in securities 2007-03-19 2012-02-13
AllianceBernstein Hong Kong Limited
聯博香港有限公司
Rep Type 4 — Advising on securities 2007-03-19 2012-02-13
AllianceBernstein Hong Kong Limited
聯博香港有限公司
Rep Type 9 — Asset management 2007-03-19 2012-02-13
AllianceBernstein Hong Kong Limited
聯博香港有限公司
Rep Type 4 — Advising on securities 2006-08-25 2006-09-01

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