Robert Duho Kim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robert Duho Kim ( ), a licensed former licensee with CE reference BMR539. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
RO | Type 9 — Asset management | 2019-12-23 | 2023-09-19 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 — Advising on securities | 2019-10-14 | 2019-10-16 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 — Advising on securities | 2018-09-12 | 2018-09-14 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 — Advising on securities | 2018-04-16 | 2018-04-18 |