Dion Cooney
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dion Cooney, a licensed former licensee with CE reference BIY269. This person has 4.5 years of SFC licence history. Total licence records on file: 12.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
RO | Type 1 - Dealing in securities | 2023-09-12 | 2025-05-06 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
RO | Type 2 - Dealing in futures contracts | 2023-09-12 | 2025-05-06 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
RO | Type 4 - Advising on securities | 2023-09-12 | 2025-05-06 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
RO | Type 5 - Advising on futures contracts | 2023-09-12 | 2025-05-06 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 1 - Dealing in securities | 2023-04-11 | 2023-04-14 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2023-04-11 | 2023-04-14 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 1 - Dealing in securities | 2019-11-11 | 2020-01-22 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-11-11 | 2020-01-22 |
| Virtu ITG Hong Kong Limited | RO | Type 1 - Dealing in securities | 2017-12-29 | 2019-08-29 |
| Virtu ITG Hong Kong Limited | RO | Type 7 - Providing automated trading services | 2017-12-29 | 2019-08-29 |
| Virtu ITG Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2017-01-16 | 2017-12-29 |
| Virtu ITG Hong Kong Limited | Rep | Type 7 - Providing automated trading services | 2017-01-16 | 2017-12-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Dion Cooney during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.