Yui Richard Chan
陳銳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yui Richard Chan (陳銳), a licensed former licensee with CE reference BIH702. This person has 9.0 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Brookfield Advisors (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2024-06-27 | 2025-10-27 |
| Brookfield Advisors (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2024-06-27 | 2025-10-27 |
| Brookfield Advisors (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2022-10-21 | 2024-06-27 |
| Brookfield Advisors (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2022-10-21 | 2024-06-27 |
| Capital International, Inc. | Rep | Type 1 - Dealing in securities | 2019-01-23 | 2022-10-07 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-09-29 | 2019-01-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yui Richard Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.