Arun Srinivas Swaminathan

CE No. AXP958 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Arun Srinivas Swaminathan, a licensed former licensee with CE reference AXP958. This person has 8.8 years of SFC licence history. Total licence records on file: 2.

Information

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Licence history

FirmRoleRegulated activityFromTo
Capital International, Inc. Rep Type 9 - Asset management 2014-07-02 2020-06-01
Capital Research Company Rep Type 9 - Asset management 2011-08-08 2014-07-02

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Arun Srinivas Swaminathan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Leo Keen Loong Hee Capital International, Inc. 2014–2020
Winnie Wing Han Kwan Capital International, Inc. 2014–2020
Lip Kin Chan Capital International, Inc. 2014–2020
Harold Ho Choi la Capital International, Inc. 2014–2020
Philip Colbert Lim Nocom Capital International, Inc. 2014–2020
Piyada Phanaphat Capital International, Inc. 2014–2020
Jason Yang Zhang Capital International, Inc. 2014–2020
Julie Wang Chou Capital International, Inc. 2014–2020
Renaud H.E. Samyn Capital International, Inc. 2014–2020
Chao Pang Capital International, Inc. 2014–2020
Sugiharto Sudiro Widjaja Capital International, Inc. 2014–2020
Paul Chen-Yuan Li Capital International, Inc. 2014–2020
James Vincent Cheng Capital International, Inc. 2014–2020
Carolyn K Mark Ellis Capital International, Inc. 2014–2020
Terence Houl-Yran Tsai Capital International, Inc. 2014–2020
Robert Andrew Watt Capital International, Inc. 2014–2020
Oliver Harry Jameson de Pree Capital International, Inc. 2014–2020
Matthew David Wolf Capital International, Inc. 2014–2018
Steven Thomas Watson Capital International, Inc. 2014–2020
Nicholas Matthew Alexander Whyatt Capital International, Inc. 2014–2019
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