James Malcolm Blair
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Malcolm Blair ( ), a licensed former licensee with CE reference AKT388. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Capital International, Inc. |
Rep | Type 1 — Dealing in securities | 2018-01-23 | 2021-01-27 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2016-01-25 | 2016-01-28 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2016-01-25 | 2016-01-28 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2012-11-26 | 2014-09-18 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2012-11-26 | 2014-09-18 |
| FIL Investment Advisors | Rep | Type 4 — Advising on securities | 2004-10-15 | 2006-09-01 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2004-10-15 | 2006-09-01 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-06-14 | 2006-09-01 |
| FIL Investment Advisors | Rep | Type 9 — Asset management | 2004-06-14 | 2006-09-01 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 — Asset management | 2004-06-14 | 2006-09-01 |