Yin-Ting Cheng
鄭彥廷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yin-Ting Cheng (鄭彥廷), a licensed former licensee with CE reference BNO320. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Capital International, Inc. |
Rep | Type 1 — Dealing in securities | 2022-05-25 | 2023-02-10 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2020-08-18 | 2022-01-25 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2020-08-18 | 2022-01-25 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2020-08-18 | 2022-01-25 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2018-09-13 | 2020-07-28 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2018-09-13 | 2020-07-28 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2018-09-13 | 2020-07-28 |