Yu Pun Ng
伍于泮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Pun Ng (伍于泮), a licensed former licensee with CE reference AAY542. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fairwin Broking Limited 海富證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2024-01-22 |
| Fairwin Broking Limited 海富證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-26 |
| Fairwin Broking Limited 海富證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-09-26 |
| Fairwin Broking Limited 海富證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-26 |