Godfrey Yan Chi Kwong
鄺訢至
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Godfrey Yan Chi Kwong (鄺訢至), a licensed former licensee with CE reference AGL374. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-30 | 2023-02-28 |
| Fairwin Broking Limited 海富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-12 | 2010-09-26 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2010-08-09 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-03-22 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-03-22 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2005-03-22 |