Tsz King Ip
葉子敬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz King Ip (葉子敬), a licensed former licensee with CE reference BFL255. This person has 6.6 years of SFC licence history. Total licence records on file: 18.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| WRise Prestige Securities Limited 昇世匯盈證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-09-15 | 2024-05-08 |
| WRise Prestige Asset Management Limited 昇世匯盈資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2023-09-15 | 2024-05-08 |
| WRise Prestige Asset Management Limited 昇世匯盈資產管理有限公司 |
Rep | Type 9 - Asset management | 2023-09-15 | 2024-05-08 |
| Victoria Harbour Securities International Limited 維港証券國際有限公司 |
Rep | Type 1 - Dealing in securities | 2022-04-01 | 2023-01-31 |
| Victoria Harbour Securities International Limited 維港証券國際有限公司 |
Rep | Type 4 - Advising on securities | 2022-04-01 | 2023-01-31 |
| Victoria Harbour Securities International Limited 維港証券國際有限公司 |
Rep | Type 9 - Asset management | 2022-04-01 | 2023-01-31 |
| One Heritage Capital Management Limited 太一資本管理有限公司 |
Rep | Type 4 - Advising on securities | 2020-04-15 | 2021-09-30 |
| One Heritage Capital Management Limited 太一資本管理有限公司 |
Rep | Type 9 - Asset management | 2020-04-15 | 2021-09-30 |
| Topaz Capital Management Limited 瑭明資本管理有限公司 |
Rep | Type 9 - Asset management | 2019-07-02 | 2020-03-31 |
| Topaz Financial Group Limited 瑭明金融集團有限公司 |
Rep | Type 1 - Dealing in securities | 2019-06-19 | 2020-03-31 |
| Topaz Financial Group Limited 瑭明金融集團有限公司 |
Rep | Type 4 - Advising on securities | 2019-06-19 | 2020-03-31 |
| China Enterprise Capital Company Limited 華業金控資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-02-04 | 2019-03-29 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-03-15 | 2019-03-29 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
Rep | Type 4 - Advising on securities | 2017-03-15 | 2019-03-29 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
Rep | Type 9 - Asset management | 2017-03-15 | 2019-02-04 |
| Ark Securities (Hong Kong) Limited 同舟證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-11-03 | 2017-01-01 |
| Fairwin Broking Limited 海富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-08-30 | 2016-10-18 |
| GEO Securities Limited 智易東方證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-06-12 | 2015-12-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tsz King Ip during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.