Kit Man Lau
劉潔敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kit Man Lau (劉潔敏), a licensed former licensee with CE reference ALW874. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fairwin Broking Limited 海富證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-10-06 | 2023-03-01 |
| Fairwin Broking Limited 海富證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-05-09 | 2023-03-01 |
| Fairwin Broking Limited 海富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-07 | 2017-05-09 |
| LT Securities Limited 利通證券有限公司 |
RO | Type 1 — Dealing in securities | 2015-09-04 | 2017-02-07 |
| LT Securities Limited 利通證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2015-09-04 | 2017-02-07 |
| LT Securities Limited 利通證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-16 | 2015-09-04 |
| LT Securities Limited 利通證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-07-16 | 2015-09-04 |
| Upbest Commodities Company Limited 美建期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-05-15 | 2012-08-01 |
| Upbest Securities Company Limited 美建證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-05-17 | 2012-08-01 |