Tak Wing Lung
龍德榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tak Wing Lung (龍德榮), a licensed former licensee with CE reference AAG270. Total licence records on file: 26.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SR Wealth Securities Limited 中富證券有限公司 |
RO | Type 4 — Advising on securities | 2019-04-17 | 2020-01-28 |
| SR Wealth Securities Limited 中富證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-11-19 | 2020-01-28 |
| Shang International Finance Limited 尚融國際金融有限公司 |
RO | Type 1 — Dealing in securities | 2018-01-12 | 2018-07-16 |
| Shang International Finance Limited 尚融國際金融有限公司 |
RO | Type 4 — Advising on securities | 2018-01-12 | 2018-07-16 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-07-10 | 2017-11-08 |
| Fairwin Broking Limited 海富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-04-27 | 2017-06-23 |
| Hong Kong Securities (International) Company Limited 香港證券(國際)有限公司 |
RO | Type 1 — Dealing in securities | 2016-12-13 | 2017-03-19 |
| Hong Kong Securities (International) Company Limited 香港證券(國際)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-12-01 | 2016-12-13 |
| Modern Innovative Securities Limited 新質證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-05-12 | 2016-09-03 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-14 | 2015-08-21 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-08-14 | 2015-08-21 |
| China CIFCO Securities Co., Limited 中國中期證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-10 | 2015-08-08 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-10-02 | 2014-01-24 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-05-16 | 2013-07-23 |
| Luk Fook Futures (HK) Limited 六福期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-05-16 | 2013-07-23 |
| VMS Securities Limited 鼎珮證券有限公司 |
RO | Type 1 — Dealing in securities | 2012-01-09 | 2013-04-30 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-19 | 2012-01-09 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-12-04 | 2010-12-07 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-12-04 | 2010-12-07 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-05-04 | 2009-11-22 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-04-06 | 2009-11-22 |
| Tse's Securities Limited 謝氏膺暉證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-12-23 | 2009-03-23 |
| MUSHK Limited | Rep | Type 1 — Dealing in securities | 2004-07-06 | 2008-11-01 |
| MUSHK Limited | Rep | Type 2 — Dealing in futures contracts | 2004-07-06 | 2008-11-01 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-12-22 | 2004-06-30 |
| Chief Securities Limited 致富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-10-02 | 2004-06-30 |