AXA Investment Managers Asia Limited
安盛投資管理亞洲有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for AXA Investment Managers Asia Limited (安盛投資管理亞洲有限公司), CE reference AAP809. Currently licensed for regulated activity type(s) 1, 2, 3, 4, 9. Current licensed staff on file: 17.
Registered address
Suites 3603-05, One Taikoo Place, Taikoo Place, 979 Kings Road, Quarry Bay
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2005-07-21 | present |
| Type 2 — Dealing in futures contracts | 2018-02-09 | present |
| Type 3 — Leveraged foreign exchange trading | 2020-01-09 | present |
| Type 4 — Advising on securities | present | present |
| Type 9 — Asset management | present | present |
| Type 5 — Advising on futures contracts | present | 2015-06-15 |
| Type 6 — Advising on corporate finance | present | 2004-11-24 |
Licensed staff (17)
As of
| Name | Activities | Since |
|---|---|---|
| Chan Wa Lao 留振華 | RO 1, 2, 3, 9 | 2024-12 |
| Yannig Loyer | RO 2, 3 | 2023-06 |
| Julian John Joseph McKenzie | RO 1, 4, 9 | 2022-08 |
| Kevin Ka Bun Tse 謝嘉斌 | RO 1, 2, 3, 9 | 2022-06 |
| Mai Khanh Vo | RO 9 | 2023-06 |
| Simon Michael Weston | RO 1, 4 | 2025-11 |
| Ecaterina Bigos | Rep 1, 4 | 2022-05 |
| Jenny Ka Yun Chan 陳嘉茵 | Rep 1, 4 | 2024-04 |
| Alexis Eric Chevalier | Rep 1, 4, 9 | 2021-03 |
| Laetitia Chor Wan Ho 何礎韻 | Rep 1, 4 | 2024-04 |
| Kin Hang Kee 紀鍵亨 | Rep 1, 2, 3, 9 | 2022-09 |
| Janet Li 李淳懿 | Rep 1, 4 | 2021-07 |
| Wai Miu Shui 水慧妙 | Rep 1, 4 | 2019-05 |
| Xin Sun 孫欣 | Rep 1, 4 | 2019-07 |
| Sum Sum Tse 謝琛琛 | Rep 1, 4 | 2025-07 |
| Thomas Alois Vogl | Rep 9 | 2023-06 |
| Ling Chui Way 惠玲翠 | Rep 1, 4 | 2018-02 |
Showing 1–17 of 17