The Duy Nguyen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for The Duy Nguyen ( ), a licensed former licensee with CE reference BWB815. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2025-03-21 | 2025-03-26 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2025-03-21 | 2025-03-26 |