Hector Chan
陳凱圖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hector Chan (陳凱圖), a licensed former licensee with CE reference ATG841. This person has 12.1 years of SFC licence history. Total licence records on file: 7.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
RO | Type 3 - Leveraged foreign exchange trading | 2021-10-19 | 2022-07-06 |
| BNP PARIBAS ASSET MANAGEMENT Chorus | RO | Type 1 - Dealing in securities | 2017-03-02 | 2023-06-06 |
| BNP PARIBAS ASSET MANAGEMENT Chorus | RO | Type 4 - Advising on securities | 2017-03-02 | 2023-06-06 |
| BNP PARIBAS ASSET MANAGEMENT Chorus | RO | Type 5 - Advising on futures contracts | 2017-03-02 | 2023-06-06 |
| BNP PARIBAS ASSET MANAGEMENT Chorus | RO | Type 9 - Asset management | 2017-03-02 | 2023-06-06 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2009-07-17 | 2015-05-01 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-07-17 | 2015-05-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hector Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.