Thomas Edward Riley
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Edward Riley, a licensed former licensee with CE reference BOC766. This person has less than 0.1 years of SFC licence history. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP PARIBAS ASSET MANAGEMENT APAC Limited 法國巴黎投資管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2019-02-18 | 2019-02-22 |
| BNP PARIBAS ASSET MANAGEMENT APAC Limited 法國巴黎投資管理亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2019-02-18 | 2019-02-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Thomas Edward Riley during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.