Thomas Edward Riley
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Edward Riley ( ), a licensed former licensee with CE reference BOC766. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2019-02-18 | 2019-02-22 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2019-02-18 | 2019-02-22 |