Shirley Pui Shan Yeung
楊珮珊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shirley Pui Shan Yeung (楊珮珊), a licensed former licensee with CE reference ANL962. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2026-04-09 | 2026-04-27 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2026-04-09 | 2026-04-27 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2026-04-09 | 2026-04-27 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-01-25 | 2024-05-06 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2022-01-25 | 2024-05-06 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2022-01-25 | 2024-05-06 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2019-06-17 | 2021-06-30 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2019-06-17 | 2021-06-30 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2019-06-17 | 2021-06-30 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2007-06-21 | 2019-02-26 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2007-06-21 | 2019-02-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2007-06-21 | 2019-02-26 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2007-06-21 | 2019-02-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2007-05-25 | 2019-02-26 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2007-05-25 | 2019-02-26 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2006-05-29 | 2007-04-28 |