Wai Chi Wong

黃偉志
CE No. ADI950 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Chi Wong (黃偉志), a licensed former licensee with CE reference ADI950. This person has 19.3 years of SFC licence history. Total licence records on file: 9.

Licence history

FirmRoleRegulated activityFromTo
Valuable Capital Limited
華盛資本証券有限公司
Rep Type 1 - Dealing in securities 2020-12-28 2022-10-02
China Industrial Securities International Brokerage Limited
興證國際證券有限公司
Rep Type 1 - Dealing in securities 2015-02-11 2020-11-30
BOCOM International Securities Limited
交銀國際證券有限公司
Rep Type 1 - Dealing in securities 2007-09-12 2015-01-19
BOCOM International Holdings Company Limited
交銀國際控股有限公司
Rep Type 1 - Dealing in securities 2006-05-30 2008-03-03
SPS Securities Limited
新寶城證券有限公司
Rep Type 1 - Dealing in securities Pre-2003 2006-05-03
SPS Investment Services Limited
新寶城投資顧問有限公司
Rep Type 1 - Dealing in securities Pre-2003 2003-10-02
SPS Securities Limited
新寶城證券有限公司
Rep Type 4 - Advising on securities Pre-2003 2004-09-27
SPS Securities Limited
新寶城證券有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2004-09-27
SPS Securities Limited
新寶城證券有限公司
Rep Type 9 - Asset management Pre-2003 2006-05-03

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