Yuen Ching Kong
江婉貞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Ching Kong (江婉貞), a licensed former licensee with CE reference ACF193. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SPS Securities Limited 新寶城證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2023-04-28 |
| SPS Securities Limited 新寶城證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-12-28 |
| SPS Securities Limited 新寶城證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-12-28 |
| SPS Securities Limited 新寶城證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-12-28 |
| SPS Commodities Limited 新寶城期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2019-12-31 |
| SPS Commodities Limited 新寶城期貨有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2004-12-28 |
| SPS Commodities Limited 新寶城期貨有限公司 |
RO | Type 9 — Asset management | present | 2004-12-28 |