Wai Tak Yau
游惠德
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Tak Yau (游惠德), a licensed former licensee with CE reference AAD397. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SPS Commodities Limited 新寶城期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-01-07 | 2010-06-29 |
| SPS Securities Limited 新寶城證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2023-04-28 |
| SPS Securities Limited 新寶城證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-10-28 |
| SPS Securities Limited 新寶城證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-10-28 |
| SPS Securities Limited 新寶城證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-10-28 |