Wai Ki Mak
麥偉基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Ki Mak (麥偉基), a licensed former licensee with CE reference AFA989. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-31 | 2024-12-31 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-07-31 | 2024-12-31 |
| SPS Securities Limited 新寶城證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-07-08 |
| SPS Commodities Limited 新寶城期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2006-07-08 |
| SPS Securities Limited 新寶城證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-10-27 |
| SPS Commodities Limited 新寶城期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-10-27 |
| SPS Securities Limited 新寶城證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-10-27 |
| SPS Commodities Limited 新寶城期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-10-27 |
| SPS Securities Limited 新寶城證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-10-27 |