Vincent Chi Ching Lau
劉志楨
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vincent Chi Ching Lau (劉志楨), a licensed former licensee with CE reference AAD423. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SPS Securities Limited 新寶城證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-06-26 | 2023-04-28 |
| SPS Investment Services Limited 新寶城投資顧問有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-10-02 |
| SPS Securities Limited 新寶城證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2020-06-26 |
| SPS Securities Limited 新寶城證券有限公司 |
RO | Type 4 — Advising on securities | present | 2004-12-28 |
| SPS Securities Limited 新寶城證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-12-28 |
| SPS Securities Limited 新寶城證券有限公司 |
RO | Type 9 — Asset management | present | 2004-12-28 |