Vincent Chi Ching Lau
劉志楨
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vincent Chi Ching Lau (劉志楨), a licensed former licensee with CE reference AAD423. This person has 20.1 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SPS Securities Limited 新寶城證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-06-26 | 2023-04-28 |
| SPS Investment Services Limited 新寶城投資顧問有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-10-02 |
| SPS Securities Limited 新寶城證券有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2020-06-26 |
| SPS Securities Limited 新寶城證券有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-12-28 |
| SPS Securities Limited 新寶城證券有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-12-28 |
| SPS Securities Limited 新寶城證券有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-12-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Vincent Chi Ching Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Albert Ming Hing Lam | SPS Securities Limited | 2003–2023 |
| Kwok Hing Ting | SPS Securities Limited | 2003–2023 |
| Wai Ming Lau | SPS Securities Limited | 2003–2023 |
| Rico Kam Tin Choi | SPS Securities Limited | 2003–2023 |
| Joan Nei Chuen Tung | SPS Securities Limited | 2003–2023 |
| Eng Moo Chong | SPS Securities Limited | 2003–2023 |
| Yuen Ching Kong | SPS Securities Limited | 2003–2023 |
| Chan Chun Vong | SPS Securities Limited | 2003–2023 |
| Wai Tak Yau | SPS Securities Limited | 2003–2023 |
| Yin Ling Chan | SPS Securities Limited | 2003–2023 |
| Kwai Ho Tang | SPS Securities Limited | 2003–2023 |
| Shui Wah Lau | SPS Securities Limited | 2003–2020 |
| Hoi Fung Lam | SPS Securities Limited | 2003–2022 |
| David Cheung Fung Poon | SPS Securities Limited | 2005–2023 |
| Yau Kan Man | SPS Securities Limited | 2006–2023 |
| Shuk Yin Ho | SPS Securities Limited | 2007–2023 |
| Ka Ho Yu | SPS Securities Limited | 2008–2023 |
| Man Hong Li | SPS Securities Limited | 2012–2023 |
| Chun Yee Wong | SPS Securities Limited | 2006–2015 |
| Candy Yee Ying Lui | SPS Securities Limited | 2014–2023 |