Wai Yan Joanne Ho
何慧欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Yan Joanne Ho (何慧欣), CE reference AXV385. Currently licensed at 1 firm(s): Barclays Capital Asia Limited. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-10 | present |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-08-10 | present |