Kwok Wai Lau
劉國威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Wai Lau (劉國威), CE reference AQJ443. Currently licensed at 1 firm(s): Barclays Capital Asia Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2021-03-25 | present |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-03-25 | present |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-01-25 | 2010-09-01 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2008-01-25 | 2010-09-01 |