Alex Kin Chung Lee
李建中
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alex Kin Chung Lee (李建中), CE reference AIU431. Currently licensed at 1 firm(s): Barclays Capital Asia Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-10-08 | present |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-10-08 | present |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-01-24 | 2010-05-08 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-01-24 | 2010-05-08 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2007-01-24 | 2010-05-08 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2003-04-25 | 2003-06-16 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-04-25 | 2003-06-16 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 7 — Providing automated trading services | 2003-04-25 | 2003-06-16 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 7 — Providing automated trading services | 2003-04-25 | 2003-06-16 |