Cathy Jane Tao Burbridge
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cathy Jane Tao Burbridge, CE reference BUL062. Currently licensed at 1 firm(s): Barclays Capital Asia Limited. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2025-08-01 | present |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2025-08-01 | present |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2023-12-14 | 2025-05-12 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2023-12-14 | 2025-05-12 |
| UBS Securities Asia Limited | Rep | Type 2 — Dealing in futures contracts | 2023-12-14 | 2025-05-12 |
| UBS Securities Hong Kong Limited | Rep | Type 2 — Dealing in futures contracts | 2023-12-14 | 2025-05-12 |
| UBS Securities Hong Kong Limited | Rep | Type 7 — Providing automated trading services | 2023-12-14 | 2025-05-12 |