Jacky Hoi Kin Lam
林凱健
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jacky Hoi Kin Lam (林凱健), CE reference AWO901. Currently licensed at 1 firm(s): Barclays Capital Asia Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2022-06-27 | present |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-06-27 | present |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-31 | 2011-09-21 |