Sung-Min Chung
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sung-Min Chung, a licensed Representative with CE reference AVS891. Currently licensed at 1 firm(s): Barclays Capital Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 12.9 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2020-05-05 | present |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2020-05-05 | present |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
RO | Type 1 - Dealing in securities | 2017-08-18 | 2018-06-30 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
RO | Type 4 - Advising on securities | 2017-08-18 | 2018-06-30 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
RO | Type 6 - Advising on corporate finance | 2017-08-18 | 2018-06-30 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2010-08-23 | 2016-05-18 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2010-08-23 | 2016-05-18 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2010-08-23 | 2016-05-18 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2010-08-23 | 2016-05-18 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2010-08-23 | 2016-05-18 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2010-08-23 | 2016-05-18 |
Worked alongside
The 16 closest colleagues, strongest tie first — individuals licensed at the same firm as Sung-Min Chung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.